1st Global Capital Corp. problem Archives

Rex Securities Law
June 14, 2017
No Comments

Sherry Elaine McNair-1st Global Capital Broker-Discloses Customer Dispute-Lubbock, TX

Sherry Elaine McNair-1st Global Capital Broker-Discloses Customer Dispute-Lubbock, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 14, 2017 June 11, 2018

MAY 2018 UPDATE-FINRA arbitration 15-3230 discussed below was settled 3/2018 for $35,000. Original PostJune 2017- Lubbock, Texas According to publicly available records Sherry Elaine McNair (CRD#3162832) , a stockbroker who currently is…

Rex Securities Law
November 16, 2015
No Comments

Marcus Farquhar-Former 1st Global Capital Broker -Sanctioned by Regulator-Edna, TX

Marcus Farquhar-Former 1st Global Capital Broker -Sanctioned by Regulator-Edna, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 16, 2015 April 5, 2017

August 7, 2015- Edna, Texas Marcus Farquhar , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from April 2013 to…