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1st Global Capital Corp. complaint

Sherry Elaine McNair-1st Global Capital Broker-Discloses Customer Dispute-Lubbock, TX
Sherry Elaine McNair-1st Global Capital Broker-Discloses Customer Dispute-Lubbock, TX 150 150 Rex Securities Law

MAY 2018 UPDATE-FINRA arbitration 15-3230 discussed below was settled 3/2018 for $35,000. Original PostJune 2017- Lubbock, Texas According to publicly available records Sherry Elaine McNair  (CRD#3162832) ,  a  stockbroker who currently is…

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Marcus Farquhar-Former 1st Global Capital Broker -Sanctioned by Regulator-Edna, TX
Marcus Farquhar-Former 1st Global Capital Broker -Sanctioned by Regulator-Edna, TX 150 150 Rex Securities Law

August 7, 2015- Edna, Texas Marcus Farquhar ,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from April 2013 to…

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Alabama Broker Terry Bagwell Sanctioned by Securities Regulator
Alabama Broker Terry Bagwell Sanctioned by Securities Regulator 150 150 Rex Securities Law

UPDATE- April 2016: Bagwell Settles Millions in Customer Claims/ Named in Alabama Securities Commission investigation. See this for more.  February 26, 2015  – Birmingham, Alabama Terry Joe Bagwell   entered into a Letter of…

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