On May 26, 2012, the Financial Industry Regulatory Authority (FINRA) warned investors about potential scams related to natural medicines, fortified foods and other products claiming to improve potency, extend your…
read moreOn May 29, 2012, the Securities & Exchange Commission charged a hedge fund adviser from Miami for deceiving investors by leading them to believe that Quantek executives had made personal…
read moreThe first of what may be potentially hundreds of arbitration cases relating to the sale of Apple REITs by David Lerner & Associates Inc. was recently decided in favor of…
read moreInvestors were unaware that the nest eggs they had entrusted their broker with were being used to for his personal expenses, including his gambling debts. While working as a registered…
read moreThe Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Follow this link to the FINRA…
read moreAccording to the recent quarterly report (10Q for Q1), a copy of which can be found here on the company website, Inland American REIT is currently under investigation by the…
read moreAs we have previously reported, Inland Western Real Estate Investment Trust was recently converted, via a reverse merger, from its status as a non exchange-traded REIT to a publicly traded…
read moreIt is becoming apparent that exchange traded funds (ETFs) continue to arouse the attention of Washington and securities regulators. Early in the week FINRA levied over $9 million in fines…
read moreIt has been a big week for revelations in the world of exchange traded funds (ETFs) . The SEC hit Citigroup, Morgan Stanley , UBS and Wells Fargo with penalties…
read more