Wells Fargo Broker Steals from Sick Child: Expelled by FINRA

Wells Fargo Broker Steals from Sick Child: Expelled by FINRA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 1, 2012 October 18, 2014

Ralph Edward Thomas, Jr. of Reistertown, MD, most recently with Wells Fargo Advisors, was sentenced to four years in prison and ordered to pay $838,000 in restitution for stealing money…

Rex Securities Law
May 1, 2012
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Imperial Holdings Pays $8 Million to Resolve Criminal Probe

Imperial Holdings Pays $8 Million to Resolve Criminal Probe https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 1, 2012 October 18, 2014

Imperial Holdings, Inc., (IFT) a financial services company headquartered in Boca Raton, FL, announced this week that they will pay $8 million to resolve federal criminal fraud allegations that it…

Rex Securities Law
April 30, 2012
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Cornerstone Core Properties REIT Value Drops Over 70%

Cornerstone Core Properties REIT Value Drops Over 70% https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 30, 2012 August 22, 2016

On March 1, 2012, Terry Roussel, Chairman and CEO of Cornerstone Core Properties REIT sent a letter to shareholders informing them that shares of Cornerstone, previously valued at $8 ,…

Rex Securities Law
April 25, 2012
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Rex Securities Law Investigates Robin Bruce Davidson, former LPL Financial/Western International Securities Broker

Rex Securities Law Investigates Robin Bruce Davidson, former LPL Financial/Western International Securities Broker https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 25, 2012 August 22, 2016

We are in the process of filing an arbitration action with the Financial Industry Regulatory Authority (FINRA) on behalf of a retired individual who was sold unsuitable investments, including non-traded REITs, by Robin…

Rex Securities Law
April 24, 2012
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Non-Traded REITs: What’s the Problem?

Non-Traded REITs: What’s the Problem? https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 24, 2012 August 22, 2016

According to a recent April 2012 article in Forbes magazine, REITs have become mainstream investment alternatives due to the requirement that they distribute at least 90% of their income annually…

Rex Securities Law
April 20, 2012
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Did Your Broker Suggest Naked Puts? Uncovered Puts?

Did Your Broker Suggest Naked Puts? Uncovered Puts? https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 20, 2012 February 12, 2018

February 2018 Update: Losses on LJM Preservation and Growth Fund? See this for details on how you may be able to recover damages from the firm that recommended this investment. …

Rex Securities Law
April 18, 2012
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Despite Prior Problems Non-Traded REITs Are Hot Products

Despite Prior Problems Non-Traded REITs Are Hot Products https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 18, 2012 February 16, 2016

According to a recent report from Robert A. Stanger & Company the first quarter of 2012 saw a stampede of investors to non-traded REITs and other direct participation investments, including…

Robert H. Rex
April 17, 2012
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FINRA Issues April 2012 Disciplinary Actions

FINRA Issues April 2012 Disciplinary Actions https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert H. Rex Robert H. Rex https://secure.gravatar.com/avatar/63d95f80eb91915bb42dfbaade95e4ca?s=96&d=mm&r=g April 17, 2012 August 22, 2016

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Follow this link to the FINRA…

Rex Securities Law
April 12, 2012
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Want to Sell Your Non-Traded REIT?

Want to Sell Your Non-Traded REIT? https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 12, 2012 February 16, 2016

April 12, 2012 With many of the non-traded REITs ceasing their buy-back programs, dropping in value and no longer making the promised monthly/quarterly distributions, investors who need to liquidate these…

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