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Rex Securities Law-BLOG

Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Behringer Harvard-Want to Sell Your Shares?

Behringer Harvard-Want to Sell Your Shares? 150 150 Rex Securities Law

Cheap? I mean really cheap. According to the Investment News, there have recently been a couple of unsolicited tender offers for Behringer Harvard Short-Term Opportunity Fund I, a limited partnership…

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Exchange Traded Funds-Use Caution

Exchange Traded Funds-Use Caution 150 150 Rex Securities Law

Exchange-traded funds (ETFs) have become very popular over recent years and many investors are led to believe they are conservative and risk free. This is not always the case. An…

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Brookstreet- Risky CMO’s Lead to $10MM Fine

Brookstreet- Risky CMO’s Lead to $10MM Fine 150 150 Rex Securities Law

The SEC’s case against the former CEO of Brookstreet Securities Corp., Stanley C. Brooks, has led to a fine of 10 million dollars. A federal judge recently entered this penalty,…

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Securities & Exchange Commission Warns Investors to be Wary of Unauthorized Trading In Stock Brokerage Accounts

Securities & Exchange Commission Warns Investors to be Wary of Unauthorized Trading In Stock Brokerage Accounts 150 150 Rex Securities Law
The SEC recently released an alert telling brokers and investment advisers to pay closer attention to unauthorized trading in customer accounts. In the risk alert issued by the nation’s top securities watchdog, the SEC says firms should watch for: Changes in trading patterns High volume of trade cancellations or corrections Manual trade changes Unexplained profits for a particular broker Rogue trades Trades that exceed risk tolerance for a … read more

FINRA BrokerCheck Website Provides Background Information on Stockbrokers

FINRA BrokerCheck Website Provides Background Information on Stockbrokers 150 150 Rex Securities Law

Before entrusting a financial advisor with your Nest Egg wouldn’t you like to know if that broker has a history of customer complaints , sanctions by securities regulators or has been…

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Grubb & Ellis Seeks Bankruptcy Protection

Grubb & Ellis Seeks Bankruptcy Protection 150 150 Rex Securities Law

The  Investment News recently reported that Grubb & Ellis Co. is selling most of its assets to BGC Partners and blaming on the 2007-2009 downturn in US real estate markets, and has filed…

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