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Rex Securities Law-BLOG

Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Losses on Real Estate Investment Trusts? Recovery Options for Investors

Losses on Real Estate Investment Trusts? Recovery Options for Investors 150 150 Rex Securities Law

Non-traded real estate investment trusts  (REITs) were sold to many with the promise of steady distributions of income and the understanding that the investment could be sold in the near…

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TVIX Plummets 60%-Securities & Exchange Commission Investigating

TVIX Plummets 60%-Securities & Exchange Commission Investigating 150 150 Rex Securities Law

March 29, 2012 According to the Wall Street Journal, the SEC is looking into VelocityShares 2x long VIX Short Term Exchange traded note ( TVIX ),  managed by Credit Suisse Group AG. TVIX had about…

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Recovery Options for Investors with Losses in Cornerstone Core Properties REIT, Inc.

Recovery Options for Investors with Losses in Cornerstone Core Properties REIT, Inc. 150 150 Rex Securities Law

March 28, 2012 According to the Investment News, investors in Cornerstone Core Properties REIT were told in March 2012 that shares had plunged 72% in value, from $8 to $2.25. This reduction in…

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Investors Beware! Do Not Sign Blank Forms Presented to You by Your Broker

Investors Beware! Do Not Sign Blank Forms Presented to You by Your Broker 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) , filed a complaint in February 2012, against two UBS Financial Services brokers, Charles Kern, III and Thomas Haskins,  alleging that they made unsuitable recommendations and material misrepresentations or…

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Losses on Lexington Capital Funding III CDO?

Losses on Lexington Capital Funding III CDO? 150 150 Rex Securities Law

Have you or your loved ones suffered losses as a result of purchasing Lexington Capital Funding III Collateralized Debt Obligation  (CDO) ? This complex product was sold by Merrill Lynch to institutions…

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Securities Regulators Warn Investors to Be Wary When Purchasing Annuities

Securities Regulators Warn Investors to Be Wary When Purchasing Annuities 150 150 Rex Securities Law

March 25, 2012 The Financial Industry  Regulatory Authority (FINRA) has expressed concerns to investors about annuities for many years. In 2006, concerned about unjustified annuity exchanges, they posted an alert showing investors how…

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Former David Lerner Officer Leaves to Start New Firm

Former David Lerner Officer Leaves to Start New Firm 150 150 Rex Securities Law

March 21, 2012 The former chief compliance officer of David Lerner Associates, Inc. has formed a new firm, Cabot Lodge Securities, and has opened three offices in New York City and is opening…

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Securities Regulator Bars Tyler, Texas, Broker for Selling Exchange Traded Funds (ETFs)

Securities Regulator Bars Tyler, Texas, Broker for Selling Exchange Traded Funds (ETFs) 150 150 Rex Securities Law

March 21, 2012 We have warned investors in the past to be wary when buying ETF’s (Exchange Traded Funds). This is because many contain risks that are not apparent and not always explained…

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Investor Recovery Options for Oppenheimer Global Resource Private Equity Fund LP. Losses

Investor Recovery Options for Oppenheimer Global Resource Private Equity Fund LP. Losses 150 150 Robert H. Rex

March 21, 2012 Have you or your loved ones invested in Oppenheimer Global Resource Private Equity Fund LP ? According to the Wall Street Journal and other business press, the U.S.…

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