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Rex Securities Law-BLOG

Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Lerner’s Misleading Sales Tactics Cause FINRA to Issue Alert
Lerner’s Misleading Sales Tactics Cause FINRA to Issue Alert 150 150 Rex Securities Law

FINRA reissued its Investor Alert on non-traded REITs as a result of the action filed by FINRA against David Lerner & Associates for failing to investigate the suitability of the…

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EIght Major Nontraded REITs– Values Down Sharply
EIght Major Nontraded REITs– Values Down Sharply 150 150 Rex Securities Law

According to a study published in the Investment News analyzing the share value of the eight largest nontraded REITs, these alternative investments have not fared well. According to the study…

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CNL REIT Market Value Down over 25%
CNL REIT Market Value Down over 25% 150 150 Robert H. Rex

The market value of non exchange traded real estate investment trusts (REITs) continue to decline. Earlier this week, CNL Lifestyle Properties Inc. became the latest large nontraded REIT to report…

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Securities Regulator Charges Former Georgia Football Coach with Ponzi Fraud
Securities Regulator Charges Former Georgia Football Coach with Ponzi Fraud 150 150 Rex Securities Law

Former Georgia head football coach Jim Donnan and a business partner were charged by the Securities & Exchange Commission with fraudulently raising $80 million from about 100 investors between 2007…

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FINRA Bars Geneos Wealth Management Broker Marc Duda
FINRA Bars Geneos Wealth Management Broker Marc Duda 150 150 Rex Securities Law

Unsuspecting and trusting investors were unaware that the nest eggs they had entrusted their broker with were being used to for his personal expenses……. including his gambling debts. While working…

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FINRA’s Florida Stockbroker Disciplinary Actions-July 2012
FINRA’s Florida Stockbroker Disciplinary Actions-July 2012 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month.The significant actions involving brokers in the…

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FINRA’s Florida Stockbroker Disciplinary Actions-June 2012
FINRA’s Florida Stockbroker Disciplinary Actions-June 2012 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month.The significant actions involving brokers in the…

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FINRA Issues June 2012 Disciplinary Actions
FINRA Issues June 2012 Disciplinary Actions 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Here are significant Florida related actions…

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FINRA Issues July 2012 Disciplinary Actions
FINRA Issues July 2012 Disciplinary Actions 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Here are significant Florida related actions…

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