Robert H. Rex
June 18, 2013
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Ohio Securities Regulators Suspend Eric M. Douglas

Ohio Securities Regulators Suspend Eric M. Douglas https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert H. Rex Robert H. Rex https://secure.gravatar.com/avatar/63d95f80eb91915bb42dfbaade95e4ca?s=96&d=mm&r=g June 18, 2013 February 16, 2015

On April 29th, 2013, the Ohio Division of Securities entered a final order suspending the Investment Representative and Securities Salesperson License of Eric M. Douglas. The suspension is for 90…

Rex Securities Law
August 21, 2012
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Former Sandru/LPL/Cambridge Brokers Face Suspension

Former Sandru/LPL/Cambridge Brokers Face Suspension https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 21, 2012 January 19, 2015

In April 2012, the Ohio Division of Securities filed Notices of Intent to suspend or revoke the licenses of two investment advisers/stockbrokers who practiced in the Toledo/Perrysburg area. Eric M.…

Eric Douglas

Ohio Securities Regulators Suspend Eric M. Douglas

Former Sandru/LPL/Cambridge Brokers Face Suspension