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Securities

Former PrimeSolutions Securities Broker Named in Suit By SEC
Former PrimeSolutions Securities Broker Named in Suit By SEC 150 150 Rex Securities Law

Richfield, Ohio-April 15, 2015 Jerry A. Cicolani, 51, was charged in a criminal information with selling unregistered securities in KGTA Petroleum, Ltd., causing dozens of investors to lose over $7…

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Boca Raton Boiler Room Targeting Elderly Citizens Shut Down By Securities Regulator
Boca Raton Boiler Room Targeting Elderly Citizens Shut Down By Securities Regulator 150 150 Rex Securities Law

April 9, 2015-Boca Raton, FL The Securities and Exchange Commission (SEC) announced the filing of fraud charges against the operators of a microcap/boiler room scheme in South Florida. Three of…

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SEC Charges Texas Oil Company Mieka Energy and Its President with Securities Fraud
SEC Charges Texas Oil Company Mieka Energy and Its President with Securities Fraud 150 150 Rex Securities Law

April 10, 2015- Flower Mound, Texas The Securities and Exchange Commission (SEC) charged Mieka Energy Corporation and Daro Ray Blankenship, its president, with fraudulently offering oil and gas investments. Vadda…

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Douglas Dannhardt-Former Prospera Financial Broker- Sanctioned for Churning Accounts-San Antonio, TX
Douglas Dannhardt-Former Prospera Financial Broker- Sanctioned for Churning Accounts-San Antonio, TX 150 150 Rex Securities Law

April 2, 2015-San Antonio, Texas  FINRA records report that Douglas Joseph Dannhardt   entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that…

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Former Church Pastor Wesley Allen Brown Charged with Fraud by CFTC
Former Church Pastor Wesley Allen Brown Charged with Fraud by CFTC 150 150 Rex Securities Law

March 31,2015 The U.S. Commodity Futures Trading Commission (CFTC) file a civil enforcement action in the District Court for the Middle District of Florida against Maverick International and principals Wesley…

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Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties
Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties 150 150 Rex Securities Law

March 25, 2015-Austin, TX John Morgan, Securities Commissioner for the State of Texas, entered an Emergency Cease and Desist Order against Lonestar Mineral Assets or Dallas and Colleyville, TX, and its…

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Losses on CNL Lifestyle Properties REIT May Be Recoverable
Losses on CNL Lifestyle Properties REIT May Be Recoverable 150 150 Rex Securities Law

March 12, 2015 In recent SEC filings, CNL Lifestyle Properties, Inc. reported an estimated value of $5.20 per share. The value of CNL LIfestyle Properties has dropped nearly 25% since…

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Dallas Based Worth Financial Group Sanctioned by Securities Regulator
Dallas Based Worth Financial Group Sanctioned by Securities Regulator 150 150 Rex Securities Law

January 9, 2015 Worth Financial Group  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  it failed to establish adequate supervisory…

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Armen Bahadourian-Former UnionBanc Broker Sanctioned for Trading Without Customer’s Permission
Armen Bahadourian-Former UnionBanc Broker Sanctioned for Trading Without Customer’s Permission 150 150 Rex Securities Law

March 17, 2015   Armen Bahadourian   entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  in late 2012, while registered with…

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