Category Archives: Frontier Funds

FINRA Issues Warning on Investing in Countries with Developing Securities Markets

September 2014

The Financial Industry Regulatory Authority (FINRA) issued an Investor Alert warning investors  considering putting money into securities of companies in countries whose securities are in their infancy and only now developing to be cautious of the heightened risk in these markets.

FINRA cites the following countries as having developing securities markets (frontier markets):

  • Argentina
  • Lebanon
  • Nigeria
  • Slovenia
  • Viet Nam

Funds that focus on these frontier markets (Frontier Funds) are currently being marketed. Investors considering these securities would be wise to review the FINRA Alert. 

Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.  Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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