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Department of Justice

Miami Resident John Utsick Pleads Guilty In $200M Fraud Scheme
Miami Resident John Utsick Pleads Guilty In $200M Fraud Scheme 150 150 Rex Securities Law

June 15, 2016-Miami, Florida The US Attorney’s Office for the Southern District of Florida announced that John Utsick, 75, of Miami Beach, FL, pled guilty for his role in a…

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Carol Rushton-Former Regions Bank VP In Tyler, TX-Sentenced for Banking Violations
Carol Rushton-Former Regions Bank VP In Tyler, TX-Sentenced for Banking Violations 150 150 Rex Securities Law

June 14, 2016- Tyler, Texas The US Attorney’s Office for the Eastern District of Texas announced the sentencing of Carol D. Rushton to 36 months of federal probation, a fine…

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William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme
William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme 150 150 Rex Securities Law

May 2016-Austin, Texas The US Attorney’s Office for the Western District of Texas reports that William Risinger of Round Rock, Texas, was sentenced to 160 months in federal prison in…

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Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months
Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months 150 150 Rex Securities Law

April 2016-Tyler, Texas Robert Hahn, a 64 year old former Tyler insurance agent was sentenced to serve 36 months in federal prison for wire fraud and money laundering , according…

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Candace McLeod, Holt, FLA, Sentenced to 75 Months for Wire Fraud
Candace McLeod, Holt, FLA, Sentenced to 75 Months for Wire Fraud 150 150 Rex Securities Law

April 1, 2016 Candace B. McLeod, 32, of Holt, FL, was sentenced to 75 months in Federal prison according to a release from the US Department of Justice.  McLeod had…

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Eleven East Texans Charged in Northeast Texas Opportunities Fraud Conspiracy
Eleven East Texans Charged in Northeast Texas Opportunities Fraud Conspiracy 150 150 Rex Securities Law

March 2, 2016-Texarkana, Texas The US Attorney’s Office announced the indictment of eleven individuals on federal charges including conspiracy to commit an offense and to defraud the U.S. government. The…

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Bennett Kight Indicted on Federal Fraud Charges-Atlanta
Bennett Kight Indicted on Federal Fraud Charges-Atlanta 150 150 Rex Securities Law

March 21, 2016-Atlanta, GA Attorney Bennett L. Kight, 75,  was indicted on federal charges of mail fraud and accused of misappropriating $2 million from an elderly client while he was acting…

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Eduardo “Eddie” Diaz-Former NEXT Financial Broker- Pleads Guilty to Fraud-Sentenced to 70 Months-Ocean Springs, Mississippi
Eduardo “Eddie” Diaz-Former NEXT Financial Broker- Pleads Guilty to Fraud-Sentenced to 70 Months-Ocean Springs, Mississippi 150 150 Rex Securities Law

September 2016 UPDATE–Eduardo Diaz was permanently barred from the securities industry by the US Securities and Exchange Commission (SEC) on 9/7/2016, after pleading guilty to one count of mail fraud.…

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Larry Werbel Indicted For Securities Fraud & Ordered to Pay $100,000 by FINRA Arbitrators- In the Same Week
Larry Werbel Indicted For Securities Fraud & Ordered to Pay $100,000 by FINRA Arbitrators- In the Same Week 150 150 Rex Securities Law

February 24, 2016- Cleveland, Ohio A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered former Summit Brokerage Services stockbroker Larry Werbel , who operated Evolution Partners Wealth Management of Chagrin Falls,…

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