September 2021- Rockville Center, NY According to publicly available records Jason Paul Collichio (CRD#4727199) , a stockbroker currently registered with Worden Capital Management discloses a regulatory matter that resulted in a suspension and…
read moreJanuary 2020 -Garden City, NY The FINRA records of Wesley S. Wallace , a stockbroker who was last employed by Worden Capital Management , disclose 2 prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is…
read moreNovember 2019 – Garden City, NY The FINRA records of Douglas Lee , a stockbroker who was last employed by Worden Capital Management , disclose a pending customer dispute and 3 prior customer disputes. The…
read moreOctober 2019- Westbury, NY According to publicly available records Allan P Montalbano (CRD#4507029) , a stockbroker who is not currently registered and who was last registered with Worden Capital Management ,…
read moreOctober 2019- NYC, NY According to publicly available records Albert Foronda. (CRD#5737620 , a stockbroker currently registered with Spartan Capital Securities, disclose a prior customer dispute and 2 pending customer dispute.…
read moreOctober 2019, New York, NY According to publicly available records Nicholas James Schiano (CRD#4429212) , a stockbroker who currently is employed by Spartan Capital Securities, discloses 1 prior customer dispute and…
read moreSeptember 2019, New York, NY According to publicly available records Nicholas James Schiano (CRD#4429212) , a stockbroker currently registered with Spartan Capital Securities, disclose 1 prior customer dispute and 1 pending…
read moreSeptember 2019, Melville, NY According to publicly available records Robert Paul Solow (CRD# 4532161) , a stockbroker who is not not registered and who last worked for Joseph Gunnar & Co.…
read moreJuly 2019, New York, NY According to publicly available records Leonard Vincent Gallick, Jr. (CRD#2593465) , a stockbroker currently registered with Worden Capital Management , disclose 6 prior customer disputes and 1…
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