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Round Hill Securities

IBN Financial Broker Anthony Diaz Sued by FINRA for Multiple Securities Violations

IBN Financial Broker Anthony Diaz Sued by FINRA for Multiple Securities Violations 150 150 Rex Securities Law

In August 2014, the Financial Industry Regulatory Authority (FINRA) filed a complaint against stockbroker Anthony Diaz of IBN Financial Services, Scotrun, PA. The complaint, FINRA Disciplinary Proceeding No. 2011030254902, alleges a…

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