Brian Prasifka Investigation June 2023- Fort Worth, TX The FINRA records of J. Paul Brian Prasifka, a stockbroker currently employed by Gradient Securities disclose a recent sanction by Texas securities Regulators.…
read moreJune 2018-Ft. Worth, Texas According to FINRA records, three brokers at Ft. Worth based Rhodes Securities : Jim Gordon Rhodes, J Gordon Rhodes, and Marilyn R. Zehntner disclose the recent settlement…
read moreOctober 2017-Arlington, Texas The FINRA records of Christopher P. Anthony, (CRD #1157930) a stockbroker who is not currently registered and who was last employed by Rhodes Securities, Inc. , disclose a currently pending customer dispute, a prior…
read moreApril 2017-Colleyville, Texas The FINRA records of Michelle Diane Drake , a stockbroker who is currently registered with Prospera Financial Services disclose a termination from employment. The Financial Industry Regulatory Authority (FINRA) is the…
read moreApril 2017-Arlington, Texas The FINRA records of Christopher P. Anthony, a stockbroker who is not currently registered and who was last employed by Rhodes Securities, Inc. disclose 2 currently pending customer disputes and a discharge…
read moreArlington, Texas MAY 2017 UPDATE-In January 2017 a customer of Rhodes Securities filed FINRA Case #16-03753 alleging damages of $2 million for breach of fiduciary duty, negligence and breach of…
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