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Resource Horizons Group

FINRA Says Brokerage Firms Are Not Required to Insure Investor Losses

FINRA Says Brokerage Firms Are Not Required to Insure Investor Losses 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA), the industry group that regulates stockbrokers and brokerage firms, announced that it will not force firms to carry insurance to pay awards to customers…

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Resource Horizons Group Broker Robert Gist Barred by FINRA

Resource Horizons Group Broker Robert Gist Barred by FINRA 150 150 Robert H. Rex

Atlanta, Georgia The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s chief role is to protect investors by maintaining…

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Former Resource Horizons Group Broker Robert Gist Barred From Industry

Former Resource Horizons Group Broker Robert Gist Barred From Industry 150 150 Rex Securities Law

On June 11, 2013, the Securities & Exchange Commission (SEC) entered a consent order against former Resource Horizons Group broker Robert A. Gist (AKA Bob Gist) enjoining him from future…

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