Gregory Collier Investigation November 2021- Mt. Dora, Florida According to publicly available records, Gregory C. Collier, Sr. , a financial advisor employed by Raymond James Financial Services, Inc., discloses two customer…
read moreMichael Biedny Investigation August 2021- Clarence, NY According to publicly available records, Michael Biedny, a financial advisor who previously was employed by Raymond James Financial Services, Inc., discloses a regulatory event,…
read moreAugust 2021 -Mountain View, CA According to publicly recorded records, Joseph D. Olheiser, a financial advisor currenlty employed by Cabot Lodge Securities, discloses a regulatory event, a bankruptcy and a…
read moreOctober 2020- Hollywood, FL According to publicly available records. Stefan Anton Pastor, (CRD#5141819), a former stockbroker who last worked for Raymond James Financial Services, Inc., discloses a regulatory event, 2…
read moreOctober 2020- Boca Raton, FL According to publicly available records, Andrew Joseph Fairchild, a broker with Newbridge Securities Corporation, discloses 2 regulatory Events, a customer dispute and a termination. The…
read moreOctober 2020-Nashville, TN According to publicly available records, former Raymond James & Associates, Inc., financial advisor Bryce P. Jenney has been barred from the securities industry by FINRA . The…
read moreJune 2020- Wyandotte, MI The FINRA records of Donald Marshall Cox, a broker employed by Raymond James & Associates, Inc. , disclose a regulatory event and a customer dispute. The Financial Industry Regulatory…
read moreJune 2020-Dallas, TX According to publicly available records of Lori S. Antolovic , a stockbroker employed with Raymond James & Associates, Inc. , discloses a regulatory event . The Financial Industry…
read moreApril 2020-Dallas, TX According to publicly available records of Anthony F. Vaccaro, Jr. (CRD#3139011) , a former stockbroker who last worked for Raymond James & Associates, Inc. discloses a regulatory event…
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