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R.M. Duncan Securities

Calton & Associates/R.M. Duncan Named in Regulatory Complaint For Unfair Bond Sales

Calton & Associates/R.M. Duncan Named in Regulatory Complaint For Unfair Bond Sales 150 150 Rex Securities Law

December 31, 2014 The Department of Market Regulation of FINRA filed an action against Calton & Associates and R.M. Duncan Securities, Inc. and several registered representatives alleging that in connection with…

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