January 2020 -Palm Harbor, Florida The FINRA records of Charles Joseph Lawrence, a former stockbroker who was last employed by R. F. Lafferty & Co. disclose a final regulatory matter resulting…
read moreJune 2021-Coral Springs, FL The FINRA records of Todd F. Sherman , a stockbroker who was last registered with Fusion Analytics Securities disclose a regulatory matter resulting in suspension. The Financial Industry…
read moreJANUARY 2020 UPDATE–Charles Lawrence barred from industry by FINRA for exploitation of elderly customer. See this for more information. September 2016-Palm Harbor, Florida The FINRA records of Charles J. Lawrence, a stockbroker who…
read moreOldsmar, Florida-UPDATE OCTOBER 2017-In October 2016 a customer of Fulcrum Securities file FINRA arbitration 16-02962 seeking damages of $189,000 and alleging that Mr. Tomaras made unsuitable investment recommendations in equities…
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