Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records, Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…
read moreMatthew A. Siliato Investigation March 2022 -New York The FINRA records of Matthew Angelo Siliato, a former stock broker who was last employed by Spartan Capital Securities disclose 3 regulatory events, a currently pending…
read moreMay 2018 —According to FINRA records, stock brokerage firm Windsor Street Capital LP (formerly known as Meyers Associates), discloses 3 pending regulatory events, 20 regulatory events that are final and 12 final arbitrations. The…
read moreMarch 2018 The FINRA records of Amadou Bah, a former stock broker who was last employed employed by Maxim Group LLC disclose a regulatory matter resulting in a bar from the securities industry…
read moreJuly 2017-New York According to publicly available records Tyre F. Newsome , (CRD# 4812894) , a stockbroker who is currently registered with Windsor Street Capital , disclose a prior customer dispute,…
read moreUPDATE MARCH 2018-Joseph M. Thurnherr is now employed by Spartan Capital Securities and has another customer dispute disclosed on his BrokerCheck report. See this for details. Meyers Associates is now …
read moreAugust 2016- New York The FINRA records of Anthony Mastroianni, a stock broker who is currently employed by Meyers Associates disclose 2 currently pending customer disputes, 4 prior customer disputes and a currently outstanding…
read moreAugust 2016- Fort Salanga, New York The FINRA records of Francine A. Lanaia, a stock broker who is currently employed by Meyers Associates disclose a currently pending regulatory event, two prior regulatory events, a currently…
read moreAugust 2016- New York The FINRA records of William K. Bradley, a stock broker who is currently employed by Meyers Associates, disclose a currently pending customer dispute and a prior termination from employment. The Financial Industry…
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