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Metlife Securities

Morissa Rivo-Signator Investors Broker- Barred From Securities Industry-Boca Raton

Morissa Rivo-Signator Investors Broker- Barred From Securities Industry-Boca Raton 150 150 Rex Securities Law

January 15, 2016-Boca Raton, FL Morissa F. Rivo, formerly a broker with Signator Investors,   entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA)…

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Winston Turner-Former MetLife Broker – Barred from Securities Industry-Sarasota, FL

Winston Turner-Former MetLife Broker – Barred from Securities Industry-Sarasota, FL 150 150 Rex Securities Law

UPDATE AUGUST 2016–Winston Turner was permanently barred from the securities industry. According to FINRA records Turner refused to produce significant categories of information requested by FINRA and failed to appear for…

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Brian Berger Facing Wire Fraud Charges-Coral Springs, FL

Brian Berger Facing Wire Fraud Charges-Coral Springs, FL 150 150 Rex Securities Law

April 2018 UPDATE-Berger pleads guilty. See this for details. UPDATE October 2016-BRIAN BERGER FACES WIRE FRAUD CHARGES. The Sun Sentinel reports that Brian M. Berger, 39, of Coral Springs, pleaded…

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Brian Berger-Fort Lauderdale Stockbroker Fails to Cooperate with Investigation Alleging Theft from Elderly Client-Is Barred from Industry

Brian Berger-Fort Lauderdale Stockbroker Fails to Cooperate with Investigation Alleging Theft from Elderly Client-Is Barred from Industry 150 150 Rex Securities Law

April 2018 Update-Berger pleads guilty to fraud.  July 30, 2015 Brian Michael Berger of Fort Lauderdale, FL, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry…

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Andre Young -Former Source Capital Stock Broker- Sanctioned by Regulator

Andre Young -Former Source Capital Stock Broker- Sanctioned by Regulator 150 150 Rex Securities Law

March 19, 2015  – Connecticut Andre Paul Young   entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  from June 2010 to June…

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Alabama Broker Terry Bagwell Sanctioned by Securities Regulator

Alabama Broker Terry Bagwell Sanctioned by Securities Regulator 150 150 Rex Securities Law

UPDATE- April 2016: Bagwell Settles Millions in Customer Claims/ Named in Alabama Securities Commission investigation. See this for more.  February 26, 2015  – Birmingham, Alabama Terry Joe Bagwell   entered into a Letter of…

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