Category Archives: MDB Capital Group

FINRA Sanctions Broker For Twitter Postings

A research analyst  who formerly worked for MDB Capital Group was recently sanctioned  by FINRA to resolve allegations that he made posts on Twitter concerning equity securities that were not fair and balanced, failed to disclose risk factors and that he failed to disclose that he owned shares of the subject securities.

Jon R. Hickman, who is now registered with Ladenburg Thalmann was suspended for 10 days and fined $15,000 by FINRA.

Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.  Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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