David Geake Investigation July 2023 – Whiting, IN According to publicly available records David Geake discloses 11 prior customer disputes settled for more than $2.2 million and pending customer disputes…
read moreTexas Regulators Fine Madison Avenue Securities GPB Automotive Portfolio, LP June 2023- Austin, Texas San Diego based Madison Avenue Securities was fined $20,000 by the Texas State Securities Board…
read moreDimitry Tikhonov Investigation Recommended GPB, Behringer Harvard REIT, Adageo Petrobonds June 2023- Torrance, CA The FINRA records of Dimitry Tikhonov, a Madison Avenue Securities broker, disclose a prior customer dispute and pending customer…
read moreNoel Vincent Investigation-June 2021–Houston, Texas According to publicly available records Noel Ray Vincent, (CRD# 1370987) , a stockbroker who is not currently registered , who formerly worked for Madison Avenue Securities and…
read moreApril 2020 -Addison, TX The FINRA records of Jon M. Reppert , a former stockbroker who was previously registered with Madison Avenue Securities , disclose an $18.3 million pending customer dispute. The Financial Industry…
read moreFebruary 2020 – Sun Lakes, AZ The FINRA records of Steven M. Netzel , a stockbroker who is currently not registered and who previously was employed by Kalos Capital , disclose a currently pending…
read moreMay 2018-Plano, TX According to publicly available records Mark A. Trewitt , (CRD# 1364490) , a stockbroker who formerly worked for VFG Securities discloses 3 pending and 10 final customer disputes. The Financial…
read moreMay 2017-Plano, Texas According to publicly available records Mark A. Trewitt , (CRD# 1364490) , a stockbroker who works for VFG Securities discloses 4 pending customer disputes and a prior customer dispute that has…
read moreCulver CIty, CA According to FINRA records, Jason B. Vanclef, a broker who is registered with VFG Securities , discloses that he is named in a FINRA complaint alleging that in connection with…
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