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Kovack Securities

Jason Skyler – TKG Financial Broker- Discloses Pending Customer Dispute – Santa Barbara, CA

Jason Skyler – TKG Financial Broker- Discloses Pending Customer Dispute – Santa Barbara, CA 150 150 Rex Securities Law

May 2017- Santa Barbara, CA According to publicly available records Jason B. Skyler (CRD#4634466) ,  a  stockbroker currently registered with Kovack Securities, discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

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Kovack Securities to Acquire TKG Financial

Kovack Securities to Acquire TKG Financial 150 150 Rex Securities Law

May 2017 Ft. Lauderdale-based Kovack Securities announced that they intend to acquire the assets of TKG Financial, Inc. Kovack Securities has about 400 advisors nationwide. TKG Financial,  based in Santa…

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Douglas W. Studer-Former Kovack Securities Broker-Barred by Securities Regulator-Ft. Lauderdale, FL

Douglas W. Studer-Former Kovack Securities Broker-Barred by Securities Regulator-Ft. Lauderdale, FL 150 150 Rex Securities Law

February 2017-Ft. Lauderdale, FL According to publicly available records Douglas W. Studer , (CRD# 4440047) ,  a  former stockbroker who was last employed by Kovack Securities, disclose that he was permanently barred by…

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Andrew Scheirer-Kovack Securities Broker-Discloses Customer Disputes-Sanford, FL

Andrew Scheirer-Kovack Securities Broker-Discloses Customer Disputes-Sanford, FL 150 150 Rex Securities Law

January 2017-Sanford, FL According to publicly available records Andrew R. Scheirer, II (CRD# 4256666) ,  a  stockbroker currently employed by Kovack Securities ,  discloses two  prior finalized customer disputes and a separation from employment after…

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Ronald A. Christopher-Kovack Securities Broker-Discloses Customer Dispute-Altamonte Springs, FL

Ronald A. Christopher-Kovack Securities Broker-Discloses Customer Dispute-Altamonte Springs, FL 150 150 Rex Securities Law

January 2017-Altamonte Springs, FL According to publicly available records Ronald A. Christopher, Jr.  (CRD# 2892530) ,  a  stockbroker currently employed by Kovack Securities ,  discloses a  pending customer dispute. The Financial Industry Regulatory Authority…

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“Free Dinner” Investment Scam in Florida Leads to Fraud Complaint Against Four Individuals

“Free Dinner” Investment Scam in Florida Leads to Fraud Complaint Against Four Individuals 150 150 Rex Securities Law

April 4, 2016 The Securities and Exchange Commission (SEC) filed a complaint charging four individuals with fraud on senior citizens who were tempted to “free dinner” seminars where they were…

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Aldo Marchena-Former Northeast Securities Broker-Discloses Settlement of Customer Disputes

Aldo Marchena-Former Northeast Securities Broker-Discloses Settlement of Customer Disputes 150 150 Rex Securities Law

UPDATE December 2016–Aldo Marchena discloses two customer disputes on his FINRA record.  FINRA Case 16-1918-in which a customer of Northeast Securities alleges damages of $75,000 for breach of fiduciary duty by…

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Eduardo “Eddie” Diaz-Former NEXT Financial Broker- Pleads Guilty to Fraud-Sentenced to 70 Months-Ocean Springs, Mississippi

Eduardo “Eddie” Diaz-Former NEXT Financial Broker- Pleads Guilty to Fraud-Sentenced to 70 Months-Ocean Springs, Mississippi 150 150 Rex Securities Law

September 2016 UPDATE–Eduardo Diaz was permanently barred from the securities industry by the US Securities and Exchange Commission (SEC) on 9/7/2016, after pleading guilty to one count of mail fraud.…

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