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Investor’s Capital Corp.

Gerard Figari of Loyd Capital Performance Partners -Discloses Settlement of Customer Disputes-Stuart, FL

Gerard Figari of Loyd Capital Performance Partners -Discloses Settlement of Customer Disputes-Stuart, FL 150 150 Rex Securities Law

April 2017- Stuart, FL According to publicly available records Gerard G. Figari, (CRD#1343962) ,  a  stockbroker who was previously registered with Investors Capital Corp. discloses 5 prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is…

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Kent Argue – Former Investors Capital Broker- Discloses Customer Dispute – TULSA, OK

Kent Argue – Former Investors Capital Broker- Discloses Customer Dispute – TULSA, OK 150 150 Rex Securities Law

April 2017- Tulsa, OK According to publicly available records Kent L. Argue, (CRD#4482886) ,  a  stockbroker who is currently not registered  and was previously registered with Investors Capital Corp. discloses a settled customer dispute. The…

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Daniel Vasquez, Sr. – Former Investor’s Capital Broker – Discloses Customer Disputes & Regulatory Event – Irvine, CA

Daniel Vasquez, Sr. – Former Investor’s Capital Broker – Discloses Customer Disputes & Regulatory Event – Irvine, CA 150 150 Rex Securities Law

April 2017-Irvine, CA  According to publicly available records Daniel Vasquez, Sr. , (CRD#3141463) ,  a  stockbroker who is currently not registered, but previously worked for Cetera Advisors and Investors Capital Corp ,  discloses two final regulatory…

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Roger Zajicek- Investors Capital Corp. Broker- Discloses Settlement of Customer Dispute – Lincoln, NE

Roger Zajicek- Investors Capital Corp. Broker- Discloses Settlement of Customer Dispute – Lincoln, NE 150 150 Rex Securities Law

April 2017- Lincoln, NE The FINRA records of  Roger Zajicek  (CRD#862710) a stockbroker with Investors Capital Corp.,  discloses one pending and four prior final  customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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Donnie E. Ingram-Former Investors Capital Corp. Broker-Discloses Customer Disputes-WInter Haven, FL

Donnie E. Ingram-Former Investors Capital Corp. Broker-Discloses Customer Disputes-WInter Haven, FL 150 150 Rex Securities Law

April 2017-Winter Haven, FL According to publicly available records Donnie E. Ingram, (CRD# 1416971) ,  a  stockbroker who previously worked for Investors Capital Corp and who is currently employed by Centaurus Financial…

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Tony Morris-Former Investors Capital Corp. Broker-Discloses Customer Dispute-El Paso, Texas

Tony Morris-Former Investors Capital Corp. Broker-Discloses Customer Dispute-El Paso, Texas 150 150 Rex Securities Law

March 2019- El Paso, Texas According to publicly available records Anthony  “Tony” R. Morris , (CRD# 2849581) ,  a  stockbroker who previously worked for Investors Capital Corp and who is currently employed by Lincoln…

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Robert Estevez, Former Investors Capital Corp Broker-Discloses Regulatory Matters-NY

Robert Estevez, Former Investors Capital Corp Broker-Discloses Regulatory Matters-NY 150 150 Rex Securities Law

March 2017- New York According to publicly available records Robert Estevez , (CRD# 3161419) ,  a  stockbroker who previously worked for Investors Capital Corp and who is currently employed by Joseph Gunnar &…

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Larry Stohs-Former Edward Jones Broker-Discloses Termination

Larry Stohs-Former Edward Jones Broker-Discloses Termination 150 150 Rex Securities Law

January 2017-Columbia, South Carolina The FINRA records of  Larry A. Stohs,  a  former stockbroker with Edward Jones disclose a termination from employment and two prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…

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Investors Capital Corp.-How to Recover Damages For Investment Losses

Investors Capital Corp.-How to Recover Damages For Investment Losses 150 150 Rex Securities Law

November 2016- Lynnfield, MA Investors Capital Corp.  will be closing down and transferring some of its brokers and current clients to another firm within the Cetera network of broker dealers, according…

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