UPDATE-In October 2015, Otis Bradley was permanently barred from the securities industry by FINRA.
Original Post–April 27, 2015
Otis T. Bradley, was named in a complaint filed by FINRA alleging that he authorized research reports containing false, misleading and unwarranted statements concerning a publicly traded pharmaceutical company.
The complaint alleges that in the research reports, Bradley falsely claimed that a prominent medical research university was conducting clinical trials on humans to study the effects of one of the company’s dietary supplements on thyroid disorders.
The complaint also alleges that Bradley failed to appear for on the record testimony requested by FINRA in connection with the investigation.
According to FINRA records, Bradley is not currently registered. He was previously registered with Gilford Securities from 2/2012-10/2014. Prior to that he was registered with ICM Capital Markets.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900