Category Archives: Halcyon Cabot Partners

SEC Charges Matthew A. Bell & Craig Josephberg With Securities Fraud

On July 17th, 2014, the Securities and Exchange Commission (SEC) charged former stock brokers Matthew A. Bell and Craig L. Josephberg with securities fraud in connection with an elaborate pump-and-dump scheme involving shares of CodeSmart, a medical education company in Pennsylvania. Two other microcap stocks were also involved in the scheme which involved hundreds of millions of dollars.

Follow this to read the SEC Litigation Release.

According to FINRA records, Bell, formerly of San Antonio, Texas, was previously registered with the following brokerage firms:

  • Securities America                   8/2013-10/2013
  • WFG Investments                   7/2009-6/2013
  • Raymond James                        2/2003-8/2009

Josephberg was formerly with the following brokerage firms:

  • Meyers Associates                   10/2013-present
  • Halcyon Cabot Pnrs                  11/2010-10/2013
  • VFinance Investments             3/2010-11/2010
  • ICM Capital Markets                 3/2009-2/2010

FINRA records indicate that Bell and Josephberg have multiple customer complaints and arbitrations. If you had  an account with Bell or Josephberg and suffered investment losses, you may be able to recover those losses through FINRA arbitration. Call to speak with an experienced securities attorney.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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