February 2018- Ft. Lauderdale, FL The FINRA records of Patrick Henry Maddren, a stockbroker with Westpark Capital, who was formerly employed by Dawson James Securities and Laidlaw & Company, disclose a settled customer dispute and…
read moreApril 2018 – Boca Raton, FL Robert D. Armstrong Phd. (aka Dr. Armstrong) , a stockbroker currently employed by Dawson James Securities discloses 3 pending customer disputes on his publicly available…
read moreMay 2017-New York The FINRA records of Mack L. Miller , a stockbroker who is currently registered with Spartan Capital Securities disclose two prior customer disputes, a separation from employment and 2 currently outstanding judgment/liens . The…
read moreMay 2017-Boca Raton, FL The FINRA records of Dominic J. Linsalata Jr. , a stockbroker who is currently registered with Newbridge Securities disclose a customer dispute that was settled. The Financial Industry Regulatory Authority…
read moreMARCH 2018 UPDATE–Gary E. Morse left Celadon Financial Group 8/2017 and is currently registered with Precision Securities. His FINRA records disclose currently outstanding liens owed to the Internal Revenue Service…
read moreNovember 2016-Arlington, Texas The FINRA records of Peyton N. Jackson, a stockbroker who is not currently registered and who was last employed by Alexander Capital, LP. disclose a recent regulatory matter that is final, 7…
read moreJuly 2016- Boca Raton, FL The FINRA records of Pranav V. Patel (CRD 5391213), a stock broker who formerly was employed by Dawson James Securities , disclose that he was recently named in a customer dispute. In…
read moreBoca Raton, Florida UPDATE APRIL 2017-FINRA records indicate that FINRA arbitration 16-0849, described below, was settled in February 2017 for $295,000. ORIGINAL POST JUNE 2016 According to FINRA records, Sean W.…
read moreUPDATE FEBRUARY 2017-FINRA records disclose that arbitration 16-00849, discussed below, was settled for a payment $295,000 by Dawson James Securities. ORIGINAL POST-May 2016-Ft. Lauderdale, FL The Financial Industry Regulatory Authority…
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