Category Archives: Credit Suisse First Boston

B. Chapman Syme, Former Greenhill & Co. Broker, Sanctioned by Securities Regulator-New York

February 13, 2015-New York

B. Chapman Syme  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that failed to timely disclose that he was charged with felony offenses and with a misdemeanor offense involving wrongful taking of property on FINRA regulatory Form U4.  In addition Syme failed to disclose that he was engaging in two outside business activities.

Syme was suspended for eight months and fined $10,000.

FINRA Case # 2013037133102

Syme is not currently registered. He was previously registered with Greenhill & Co. from 4/2013-7/2013 and prior to that Credit Suisse First Boston from 8/2002-6/2005.

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