September 2019 -Southfield, MI According to publicly available records Wayne T. Boucher (CRD#26819) , a currently unregistered stockbroker who last worked for Corecap Investments disclose 32 prior customer disputes. The Financial Industry Regulatory…
read moreOctober 2017 – Southfield, MI According to publicly available records Holly M. Maurer (CRD#2764991) , a stockbroker who is registered with Corecap Investments , disclose 5 prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is…
read moreApril 2018- San Antonio, Texas According to publicly available records Gary C. Haack (CRD#2796834) , a stockbroker who is not currently registered with any broker dealer and who was last employed by…
read moreAPRIL 2018 UPDATE–The FINRA record of Ernest Romer III now discloses 15 pending customer disputes and 5 prior final customer disputes and 2 pending investigations. The investigations by Michigan Department…
read moreJune 2017- San Antonio, Texas According to publicly available records Gary C. Haack (CRD#2796834) , a stockbroker who currently is employed by Corecap Investments , discloses 2 prior customer disputes. The Financial Industry Regulatory…
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