- Best Direct Securities 11/2010-5/2011
- Brewer Financial Services 5/2009-11/2010
- LPL Financial Services 8/1989-5/2009
In FINRA Case# 13-2370, a customer filed a claim alleging that Brown solicited him to make investments with Brown directly rather than in products sold by employer LPL Financial. That case was settled for $900,000.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900