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Blackwell Capital (PHX)

Christopher Veale Investigation-Numerous Customer Complaint & Regulatory Issues

Christopher Veale Investigation-Numerous Customer Complaint & Regulatory Issues 150 150 Rex Securities Law

FINRA records report that Christopher F. Veale , of New York,  who is not currently registered, is currently  named in a customer dispute: FINRA Case 15-00373-customer alleges breach of fiduciary duty by Veale while…

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PHX Financial Accused of Churning in Montana Securities Regulator Action

PHX Financial Accused of Churning in Montana Securities Regulator Action 150 150 Rex Securities Law

On October 28, 2014 the Montana Commissioner of Securities filed a Notice of Proposed Agency Action and Opportunity against PHX Financial, Inc. , aka Blackwall Capital, a Montana licensed broker-dealer…

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