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Best Direct Securities

Stephen M. Brown-Former LPL Financial Broker-Plano,TX-Barred From Securities Industry

Stephen M. Brown-Former LPL Financial Broker-Plano,TX-Barred From Securities Industry 150 150 Rex Securities Law

Plano, Texas In November 2013, FINRA announced that Stephen Michael Brown (CRD# 1221582) of Terrell, TX, was barred from association with any FINRA member in any capacity. This sanction was…

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FINRA Announces October 2012 Disciplinary Actions

FINRA Announces October 2012 Disciplinary Actions 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Here are significant Florida related actions for…

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