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FInancial Exploitation of the Elderly

Assisted Living Federation of America Offers Tool Kit to Protect Older Americans from Financial Abuse

Assisted Living Federation of America Offers Tool Kit to Protect Older Americans from Financial Abuse 150 150 Rex Securities Law

The Assisted Living Federation of America (ALFA) was founded in 1990 and according to their website, “Serves as a voice for operators of senior living communities and the seniors and…

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SEC Charges DDBO Consulting and CalPacific Equity Group and Principals with Fraud in Sale of Thought Development

SEC Charges DDBO Consulting and CalPacific Equity Group and Principals with Fraud in Sale of Thought Development 150 150 Rex Securities Law

On September 15, 2014, the U.S. Securities and Exchange Commission (SEC) announced that it filed civil actions in U.S. DIstrict Court against three companies, DDBO Consulting, DBBF Consulting and CalPacific…

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RSL INVESTIGATES VSR BROKER M.F. (MICKEY) LONG II & PERSONAL WEALTH ADVISORS, LLC

RSL INVESTIGATES VSR BROKER M.F. (MICKEY) LONG II & PERSONAL WEALTH ADVISORS, LLC 150 150 Rex Securities Law

Rex Securities Law is investigating VSR Financial Services broker Mickey Long II, of Plano , TX, and his company Personal Wealth Advisors, LLC,  on behalf of several customers who were sold high concentrations…

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Arbitration Filed vs. Essex Securities LLC & Jennifer Trowbridge Over Annuities

Arbitration Filed vs. Essex Securities LLC & Jennifer Trowbridge Over Annuities 150 150 Rex Securities Law

UPDATE January 30, 2015- Jennifer Trowbridge sanctioned by FINRA for mutual fund switching and discretionary trading. See this for details.  July 9, 2014-Boynton Beach, FL Rex Securities Law filed an…

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Update on NEXT Financial – Heidi Wivolin Litigation-Suit Filed vs. NEXT Financial Group/Wivolin

Update on NEXT Financial – Heidi Wivolin Litigation-Suit Filed vs. NEXT Financial Group/Wivolin 150 150 Rex Securities Law

By Robert H. Rex, Esq.  FEBRUARY 2018 UPDATE–Heidi Wivolin pleads guilty to mail and tax fraud. Sentencing set for May 2, 2018. See this for details.    On February 19.…

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