fbpx

Affinity Fraud

Eight South Florida Individuals Charged with Securities Fraud Targeting Elderly

Eight South Florida Individuals Charged with Securities Fraud Targeting Elderly 150 150 Rex Securities Law

July 27, 2015- Boca Raton, Florida The FBI announced today the indictment of eight individuals for participating in securities fraud involving Thought Development Inc., a Miami Beach based company claiming…

read more

North Carolina Securities Division July 2015 Newsletter

North Carolina Securities Division July 2015 Newsletter 150 150 Rex Securities Law

July  2015- Raleigh, North Carolina The North Carolina Securities Division of the Department of the Secretary of State issues a monthly newsletter highlighting recent enforcement actions for securities violations and other…

read more

Former Dolphin Will Allen Arrested on Securities Fraud

Former Dolphin Will Allen Arrested on Securities Fraud 150 150 Rex Securities Law

June 12, 2015 Will Allen, 36, a former Miami Dolphin cornerback  living in Davie, Florida, and Susan Daub, 55, of Coral Springs, Florida, were charged with securities fraud in connection…

read more

Regulators Sue Broker for Trying to Inherit $1.8M from Elderly Client with Alzheimer’s

Regulators Sue Broker for Trying to Inherit $1.8M from Elderly Client with Alzheimer’s 150 150 Rex Securities Law

June 11, 2015 FINRA Department of Enforcement filed Disciplinary Proceeding No. 2012031181001 against Scottsdale, AZ, broker John Anthony Waszolek alleging that he attempted to have his 81 year old customer…

read more

Workshop To Be Held in Bowling Green, KY, April 30, to Educate Seniors on Financial Fraud

Workshop To Be Held in Bowling Green, KY, April 30, to Educate Seniors on Financial Fraud 150 150 Rex Securities Law

April 22, 2015-Bowling Green Kentucky The Kentucky Department of Financial Institutions is holding a workshop on April 30, 2015, at Knicely Conference Center, Western Kentucky University to educate seniors on…

read more

Phony Texas Financial Advisor Named by SEC For Scamming Military and Veterans

Phony Texas Financial Advisor Named by SEC For Scamming Military and Veterans 150 150 Rex Securities Law

April 14, 2015-Fort Hood, Texas Leroy Brown, Jr. was named in a complaint filed by the Securities and Exchange Commission (SEC) alleging fraud and accusing Brown of telling false tales…

read more

Affinity Fraud-Church Members Targeted by California Insurance Agent

Affinity Fraud-Church Members Targeted by California Insurance Agent 150 150 Rex Securities Law

April 13, 2015 The Insurance Journal reports that Constance Gail Fortune, 61, was arraigned in Los Angeles Superior Court and charged with felony for financial elder abuse as a result…

read more

Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds

Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds 150 150 Rex Securities Law

April 7, 2015- Austin, Texas  The Texas State Securities Board (TSSB) announced that Jeffrey Ray Filla was arrested in Fort Bend County and indicted on securities fraud and other charges…

read more

Former Church Pastor Wesley Allen Brown Charged with Fraud by CFTC

Former Church Pastor Wesley Allen Brown Charged with Fraud by CFTC 150 150 Rex Securities Law

March 31,2015 The U.S. Commodity Futures Trading Commission (CFTC) file a civil enforcement action in the District Court for the Middle District of Florida against Maverick International and principals Wesley…

read more

This site is protected by wp-copyrightpro.com