Justine Tobin Investigation
June 2023 – Charlotte, NC
According to publicly available records Justine Tobin, of Tobin & Company Securities , discloses 2 pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA case # 21-01953, a Tobin & Company Securities customer alleges failure to supervise representatives who allegedly made false and misleading statements in purportedly selling an unsuitable loan away from the firm. The alleged damages are $1,500,000. This case is currently pending.
In 8/2021, a Tobin & Company Securities customer alleges negligence/negligent supervision, negligent misrepresentation, breach of contract, breach of industry rules and securities fraud in connection with the purchase of a private placement. Damages are $3,500,000 in this currently pending matter.
Tobin has been employed with Tobin & Company Securities since 3/2006. Justine Eidt Tobin is listed as Chief Compliance Officer of Tobin & Company Securities according to FINRA records.
Tobin & Company Securities-Prior Brokers with FINRA Disclosures
Stanley K Bradshaw, III– FINRA records disclose that he is named in FINRA Case 21-1932 and alleges the he made false and misleading statements in selling an allegedly unsuitable EB-5 private placement. The claimant is seeking damages of $3,500,000. Bradshaw, who was registered with Tobin & Company Securities from 4/2015-12/2019, is also named in FINRA case 21-1953 which seeks damages of $1,500,000 and alleges he made false and misleading statements in purportedly selling an unsuitable loan away from the firm.
David Eric Gunderson–FINRA records disclose that he is also named in FINRA Case 21-1932 and Case 21-1953. See details above. Gunderson was registered with Tobin & Company Securities from 1/2014-12/2019.
William J. Petrucelli–FINRA records disclose that he is also named in FINRA Case 21-1932 and Case 21-1953. See details above. In addition Petrucelli discloses 2 other pending customer disputes while he was employed with US Freedom Capital Advisors. Petrucelli was registered with Tobin & Company Securities from 8/2014-3/2021. He has been registered with US Freedom Capital Advisors as an investment advisor since 9/2015.
If you have questions about an account at Tobin & Company Securities contact us for a no charge consultation to learn how you may be entitled to recover damages through FINRA arbitration.
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