Maria Acevez Perez Investigation
June 2023-Miami, FL
According to publicly available records Maria Acevez Perez a broker employed by VectorGlobal WMG, discloses a regulatory matter resulting in a six month suspension from the industry.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 3/2023, without admitting or denying the findings, Acevez Perez consented to the sanctions and to the entry of findings that she failed to timely respond to separate FINRA requests for information and documents in connection with an investigation relating, among other things, to her disclosed outside business activities. Sanctions were a six month suspension beginning 4/2023 ending 10/2023 and a $5,000 fine.
Acevez Perez has been registered with the VectorGlobal since 5/2016.
If you have questions about an account handled by Maria Acevez Perez contact us for a no charge consultation to learn how you may be able to recover damages through FINRA arbitration.
VectorGlobal WMG
According to their website Vector Global was established in 1993 with more than 4,000 clients around the world and over 4 billion under management. Headquartered in Miami, FL, they have U.S. offices in New York, Houston and San Diego. Globally Vector Global has offices in Toronto, ON, Bogota, Cali and Bucaramanga, Colombia, Caracas and Puerto La Cruz, Venezuela, Lima, Peru, Santiago, Chile, and São Paulo, Brazil.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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