John Zaffarano Investigation
March 2023- Boca Raton, FL
According to publicly available records, John Zaffarano an Newbridge Securities Corporation broker discloses a currently pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 4/2022 a customer of Newbridge Securities Corporation filed FINRA case #11-00869 alleging negligence, breach of fiduciary duty, breach of contract, negligent supervision, violation of securities laws and fraud in connection with the recommendation to invest in alternative investments . The alleged damages are $185,000 and the case is currently pending.
Zaffarano has been employed by Newbridge Securities Corporation since 8/2016. Before that time he was with Newport Coast Securities.
If you have losses in an account handled by John Zaffarano, call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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