Raymond Jennison, Jr.- Former First Canterbury Securities Broker-Barred From Securities Industry by Regulators -Wichita Falls, TX

Raymond Jennison, Jr.- Former First Canterbury Securities Broker-Barred From Securities Industry by Regulators -Wichita Falls, TX

Raymond Jennison, Jr.- Former First Canterbury Securities Broker-Barred From Securities Industry by Regulators -Wichita Falls, TX 150 150 ER

Raymond Jennison, Jr.  Investigation

February 2023-Dallas, TX 

According to publicly available records, Raymond Jennison, Jr.  a former broker who last worked for First Canterbury Securities, Inc.,  discloses a final regulatory matter resulting in a permanent bar from the industry.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In 9/2022 FINRA permanently barred Jennison from the securities industry in all capacities to resolve allegations that he refused to appear for on-the-record testimony requested by FINRA in connection with a regulatory investigation .

Jennison discloses a currently pending Chapter 13 bankruptcy filing pending in the Northern District of Texas.

Jennison  was employed by First Canterbury Securities, Inc. in Dallas from 12/1983 until  3/2021.

If you have questions about an account handled by Raymond Jennison contact us for a no charge consultation to learn how you may be able to recover damages through FINRA arbitration.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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Florida-561 391 1900 

Texas-512-329-2870

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