John Egan Investigation
March 2023– Glendora, CA
According to publicly available records John Egan an unregistered broker previously employed by Western International Securities, discloses 4 pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 8/22, FINRA case #22-01709, filed by a Western International Securities, Inc. customer, alleged unsuitability with alleged damages of $158,000. The case is still pending.
In 6/22, a Western International Securities, Inc. customer filed FINRA case #22-01355, alleging unsuitability with alleged damages of $379,250. The case is still pending.
Egan was employed with Western International Securities, Inc. from 7/1996 until 2/2021 and is affiliated with Coordinated Wealth Management in Glendora, CA.
If you have questions about an investment account with John Egan , call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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