Last Updated: September 2023 (Vero Beach, FL)
Glenn Romer Investigation Summary
Here’s what you need to know about Vero Beach, FL, stockbroker Glenn Romer:
- Name: Mr. Glenn J. Romer
- Current Employer: Center Street Securities dba Professional Retirement Planners
- Previous Firms: Lincoln Financial Securities Corp.
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: Vero Beach, FL
- CRD 4841915
- Can Glenn J. Romer be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Three Pending Customer Disputes Seeking Damages of $850,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Glenn Romer As Your Stockbroker?
Three customers of Center Street Securities have filed arbitrations alleging wrongdoing by Glenn J. Romer. All three are currently pending:
- Arbitration filed 3/2023- a customer alleges Romer recommended an unsuitable investment and seeks damages of $100,000
- Arbitration filed 8/2022- a customer alleges Romer recommended unsuitable GWG L-Bonds and seeks damages of $250,000
- Arbitration filed 5/2022-a customer alleges Romer recommended unsuitable alternative investments and seeks damages of $500,000
Allegations of Broker Misconduct Against Glenn Romer
Customers of Glenn J. Romer have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to purchase alternative investments
- Unsuitable Investment Recommendation to purchase GWG L-Bonds
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Glenn J. Romer, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
