Darrell H. Strickland Investigation
October 2022- Mount Pleasant, South Carolina
The FINRA records of Darrell Horace Strickland, a stock broker employed by NEXT Financial Group , disclose a pending customer dispute, a prior customer dispute and 7 pending judgement liens.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 6/2022 a customer of NEXT Financial alleged damages in excess of $5,000 stating that Strickland was not straightforward and did not act in their best interest in recommending the surrender of a variable annuity which generated significant capital gain liability.
Strickland discloses IRS and South Carolina Department of Revenue outstanding tax liens totaling more than $140,000.
If you have losses in an account handled by Darrell Strickland, call for a no charge consultation to learn about your options for recovery of damages.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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