Kovack Securities Investigation August 2022- Ft. Lauderdale, Florida The Securities and Exchange Commission (SEC) settled charges against registered investment advisor Kovack Advisors, Inc. for misconduct related to its wrap fee program. In the SEC order, the regulator found that contrary to disclosures made to customers and its own internal policies Kovack failed to review the … Continue reading Kovack Advisors Hit With $900K Regulatory Sanction Over Wrap Fee Charges