Harold Bin Cho Investigation
August, 2022 – Short Hills, NJ
The FINRA records of Harold Bin Cho a broker currently employed by Merrill Lynch, Pierce, Fenner & Smith, disclose a prior customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 5/2020, a customer dispute was filed by a Merrill Lynch, Pierce, Fenner & Smith customer alleging unauthorized trading in March 2020. The case settled for $1,803,057.
Cho has been with employed with Merrill Lynch, Pierce, Fenner & Smith since 9/2014. Before that time he was with Morgan Stanley and Lehman Brothers, Inc.
If you have questions about an account handled by Harold Bin Cho, call for a no charge consultation with an experienced securities attorney .
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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