Last Updated: November 2023 (Atlanta, GA)
Jody Young Investigation Summary
Here’s what you need to know about Atlanta, GA, stockbroker Jody Young:
- Name: Mr. Joseph Paul Young, Jr.
- Current Employer: Not currently registered with FINRA
- Previous Firms: Arkadios Capital, Triad Advisors, LPL Financial
- Function: Stock Broker/ Financial Advisor
- Aliases: Jody Young
- Primary Location: Atlanta, GA
- CRD 4068656
- Can Jody Young be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $172,500
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jody Young As Your Stockbroker?
Two customers of Triad Advisors/ Arkadios Capital have settled cases involving alternative investments. They allege that Jody Young overconcentrated their account and made unsuitable recommendations to invest in illiquid alternative investments. One customer was paid $172,500 and the other was paid $90,000.
Allegations of Broker Misconduct Against Jody Young
Customers of Jody Young have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations to invest in illiquid alternative investments
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jody Young, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
