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Paul W. Murphy Investigation-Calton & Assoc. Broker- Subject of Multiple Customer Suits-Ocala, FL

Paul W. Murphy Investigation-Calton & Assoc. Broker- Subject of Multiple Customer Suits-Ocala, FL

Paul W. Murphy Investigation-Calton & Assoc. Broker- Subject of Multiple Customer Suits-Ocala, FL 150 150 Rex Securities Law

Paul W. Murphy Investigation

May 2022-Ocala, FL

The FINRA records of Paul W. Murphy , a stock broker who is currently employed by  Calton & Assoc. & Swan Financial Servicesdisclose 2 pending customer disputes and 4 prior customer disputes.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Two customers of Calton  & Assoc. have filed FINRA arbitrations which seek total damages of nearly $600,000 and allege that Murphy made unsuitable recommendations  and breached his fiduciary duty in connection with the purchase of real estate securities.

Four  of the prior customer disputes were settled with payments of monetary compensation totaling about $100,000.

Murphy has been with Calton & Assoc. since 2/2015. Prior to that he was with  Newport Coast Securities  from 3/2008-2/2015. Newport Coast Securities was expelled from the securities industry by FINRA in 6/2018.

Paul W. Murphy discloses a business affiliation with Swan Financial Services in Ocala, FL.

Investors who suffered losses in an account handled by Paul W. Murphy may be entitled to recover damages through FINRA arbitration. Call for a no charge consultation with an experienced securities attorney.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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Florida-561 391 1900 

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