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John Tweardy- Former H. Beck Broker- Discloses $1.25M Prior Customer Dispute and Termination of Employment- Canonsburg, PA

John Tweardy- Former H. Beck Broker- Discloses $1.25M Prior Customer Dispute and Termination of Employment- Canonsburg, PA

John Tweardy- Former H. Beck Broker- Discloses $1.25M Prior Customer Dispute and Termination of Employment- Canonsburg, PA 150 150 ER

John Tweardy Investigation

May, 2022 – Canonsburg, PA

The FINRA records of John Tweardy  , a former stockbroker who was last employed by H. Beck, Inc. discloses settlement of a customer dispute and a termination from employment.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In 5/2020, FINRA case #20-00186, filed by a H. Beck  customer, which alleged that Tweardy  had misrepresented the risks associated with investments in a REIT, a business development company and an annuity, was settled for $1,250,000.

Tweardy was with H. Beck, Inc. from 11/2002 – 11/2018 when he was discharged. According to H. Beck , the reason for the discharge was “Failure to respond in timely manner to both customer inquiries and firm inquires related to a verbal customer complaint.”  Tweardy is not currently registered with any broker dealer.

Tweardy discloses business affiliations with Tweardy Financial in Bethel Park, PA.

If you have questions about an account handled by John Tweardy,  call for a no charge consultation with an experienced securities attorney .

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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