Eduardo Da Cruz Investigation
May 2022-Miami, FL
The FINRA records of Eduardo Moliterno Da Cruz, a broker with EFG Capital International, disclose a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In November of 2021, FINRA case#21-02800 was filed by a customer of EFG Capital International Corp. alleging that during 2019 and 2020, Da Cruz and EFG Capital International failed to provide the expected and agreed upon level of services with regards to complex option trading and as a result, the claimant sustained losses. Damages of $4,100,000 are sought and this case is currently pending.
Da Cruz has been with EFG Capital International Corp. since January of 2019. Before that time, he was registered with Citi International Financial Services and Citigroup Global Markets. Eduardo Da Cruz discloses business affiliations with EFG Asset Management, Corp. and EFG Capital Advisors.
If you have losses in an account handled by Eduardo Da Cruz, call for a no charge consultation to discuss your options for recovery of damages.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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