Dwayne “Matt” Bullen -Former Worden Capital Broker-Subject of $1.27M + Customer Suit -Mineola, NY

Dwayne “Matt” Bullen -Former Worden Capital Broker-Subject of $1.27M + Customer Suit -Mineola, NY

Dwayne “Matt” Bullen -Former Worden Capital Broker-Subject of $1.27M + Customer Suit -Mineola, NY 150 150 ER

Dwayne “Matt” Bullen Investigation

May 2022-Mineola, NY

The FINRA records of  Dwayne J. Bullen ,  a stockbroker who was previously registered with  Worden Capital Management,  disclose a  pending customer dispute.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In 8/2021, FINRA case#21-01931 was filed by a Worden Capital Management customer alleging churning and violations of SEC Rule 10b-5; qualitative and quantitative unsuitability; breach of fiduciary contract; negligent representations and omissions; and violations of FINRA rule 2010.  The alleged damages are $1,277,631 and this case is currently pending.

Bullen was with VCS Venture Securities for a short period of time from 9/2021 until 1/2022, with Joseph Stone Capital from 8/2020 to 9/2021 and with Worden Capital Management from 12/2014 until 8/2020.

If you have losses in an account handled by Dwayne Bullen, call for a no charge consultation to discuss your options for recovery of damages.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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