Oscar Jackson III Investigation
April 2022 – Wichita Falls, Texas
According to publicly obtained records, Oscar “Buddy” Jackson III, a former registered investment adviser, who was last employed by Leo Wealth LLC, disclose a prior regulatory matter, a currently pending customer dispute, and a termination of employment.
Early in his career, in 2006, Jackson was censured and fined $6,000 by the Texas State Securities Board to resolve allegations that he failed to properly register as an investment adviser representative.
In 1/2021 a customer of his prior employer, Investment and Asset Planning LLC, filed a claim seeking more than $250,000 and allege that Mr. Jackson failed to change the beneficiaries on certain accounts prior to the death of the account holder. This matter is currently pending.
Recently, in 2/2022, Buddy Jackson was discharged by Leo Wealth who alleged that Jackson had a security breach and failed to comply with instructions surrounding the breach, notwithstanding the fact he was given several opportunities to do so.
Buddy Jackson III was employed by Leo Wealth of Wichita Falls, TX, from 10/2021-2/2022. Prior to that he was with BFT Financial Group in Bedford, TX. He worked for Investment & Asset Planning of Wichita Falls, TX, from 11/2006-6/2014.
If you have losses in an investment account that was handled by Oscar “Buddy” Jackson, III, contact us for a no charge consultation with an experienced securities attorney to learn about your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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