Andres Jaraj Investigation
April 2022- Montevideo, Uruguay
The FINRA records of Andres Jaraj, a broker with Insigneo Advisory Securities who formerly worked for Northeast Securities, Inc. disclose a prior customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
A customer of Jaraj’s prior employer, Northeast Securities, alleged excessive trading in U.S. government securities between November of 2012 and April of 2015. In 11/2017 the case was settled for $200,000.
Andres Jaraj has been registered with Insigneo Securities since July of 2017. Earlier in his career he was with Northeast Securities, Barclays Capital, Inc. and Lehman Brothers. Jaraj discloses a business affiliation with Jerwol, S.A. in Montevideo.
If you have questions about an account handled by Andres Jaraj, call for a no charge consultation to learn more about your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Si tiene preguntas sobre una cuenta manejada pro Andres Jaraj, llame para una consulta sin cargo para obtener mas información sobre sus opciones legales.
La mayoría de los casos se manejan en base a honorarios contingentes, lo que significa que usted no paga honorarios legales a menos que tengamos éxito.
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